260 PEARL HARBOR ATTACK the Navy, General Short had necessarily carried out the order to conduct reconnaissance. General Short said he thought the order given Admiral Kimmel to execute a defensive deployment necessarily required distant reconnaissance; the commander in chief did not so interpret the order Admiral Kimmel saw the warning General Short received and took for granted the Army would be on a full alert designed to protect the fleet base. As has been seen, an objective consideration of the warnings received by the Hawaiian commanders indicates they were adequate. But on the basis of the disaster, in the future *adequacy* cannot be regarded as sufficient. Dispatches must be unmistakably clear, forth right, and devoid of any conceivable ambiguity. The committee feels that the practice, indulged by the Navy, of sending to several commanders an identical dispatch for action, even though the addressees may be located in decidedly different situations is distinctly dangerous. In the preparation of messages to outposts the dispatch to a particular officer should be applicable to his peculiar situation. What may well be characterized as the "lazy" practice of preparing a single dispatch should be replaced by a more industrious and effective system whereby a separate "individualized" dispatch is sent to each commander whose particular situation varies greatly from that of another commander or there may be reason for him because of distance or other factors to believe so. It is believed that brevity of messages was carried to the point of being a fetish rather than a virtue. Dispatches must be characterized by sufficient amplitude to be meaningful not only to the sender but beyond reasonable doubt, to the addressee as well. 12. There is great danger in careless paraphrase of information received and every effort should be made to inquire that the paraphrased material reflects the true meaning and significance of the original To preserve the security of their own codes the War and Navy Departments followed the natural and proper practice of paraphrasing messages received. From a review of several messages as paraphrased the committee is of the opinion that the utmost caution and care should be employed in preserving the original meaning of material. One classic example will serve to illustrate this point. In replying to the War Department's directive of November 27, 1941, General Short said: "Re your 472. Department alerted to prevent sabotage. Liaison with Navy." As paraphrased upon receipt at the War Department, this message read: "Department alerted to prevent sabotage. Liaison with Navy re your 472." It is to be recalled that the Army and Navy had entered into a special agreement at Hawaii whereby the Navy assumed responsibility for long- range reconnaissance. Therefore, having ordered General Short to undertake reconnaissance, a reasonable construction of his message as paraphrased would be that the commanding general, through liaison with the Navy, had made the necessary arrangements for reconnaissance as instructed in the War Department's warning of November 27. The message which Short actually PEARL, HARBOR ATTACK 261 sent however, cannot so easily be afforded this construction. The seriousness of this matter lies in the fact that failure to conduct long-range reconnaissance at Hawaii was the prime factor responsible for the Army and Navy having been caught flat-footed. Conceivably, had the message as paraphrased not been misleading, the War Department might well have followed up on General Short's message, pointing out that he had failed to take the necessary action to alert his command. 13. Procedures must be sufficiently flexible to meet the exigencies of unusual situations Reviewing the Pearl Harbor evidence there are, in both the War and Navy establishments, several illustrations of inflexible procedures that could not be or at least were not subjected to sufficient alteration to satisfy the exigencies of the situation. Everything seems perforce to have followed a grooved pattern regardless of the demands for distinctive action. The idea of proceeding "through channels" was carried to an extreme. Among the best illustrations of this fact was the failure of Admiral Kimmel to advise Admiral Newton that the "war warning" had been received. Admiral Newton was departing from Pearl Harbor with some of the most vital units of the Pacific Fleet, yet because the table of organization indicated Admiral Brown to be Newton's superior, the commander in chief did not take it upon himself to insure that Newton was fully informed as to the critical situation between the United States and Japan, and relied upon the usual procedure whereby Brown would keep Newton advised of developments. 14. Restriction of highly confidential information to a minimum number of officials, while often necessary, should not be carried to the point of prejudicing the work of the organization. The Magic intelligence was preeminently important and the necessity for keeping it confidential cannot be overemphasized. However, so closely held and top secret was this intelligence that it appears the fact the Japanese codes had been broken was regarded as of more importance than the *information* obtained from decoded traffic. The result of this rather specious premise was to leave large numbers of policy-making and enforcement officials in Washington completely oblivious of the most pertinent information concerning Japan. The Federal Bureau of Investigation, for example, was charged with combating espionage, sabotage, and un-American activities within the United States. On February 15, 1941, Tokyo dispatched to Washington a detailed outline as to the type of espionage information desired from this country. [2] The FBI was never informed of this vitals information necessary to the success of its work, despite the fact that the closest liaison was supposed to exist among the FBI, Naval Intelligence, and Military Intelligence. Gen. Hayes A. Kroner, who was in charge of the intelligence branch of G- 2, has testified that he at no time was permitted to avail himself of the Magic. And this despite the fact that to effectively perform [2] Committee exhibit No. 2, pp. 117, 118. 262 PEARL HARBOR ATTACK his work he should have known of this intelligence and one of his subordinates, Colonel Bratton, was "loaned" to General Miles to distribute magic materials to authorized recipients. While, as previously indicated, it is appreciated that promiscuous distribution of highly confidential material is dangerous, it nevertheless should be made available to all those whose responsibility cannot adequately and intelligently be discharged without knowledge of such confidential data. It would seem that through sufficient paraphrase of the original material the source of the information could have been adequately protected. Certainly as great confidence could be placed in ranking officials of various departments and bureaus of the Government as in the numerous technicians, cryptographers, translators, and clerks required for the interception and processing of the Magic. 15. There is great danger of being blinded by the self-evident Virtually every witness has testified he was surprised at the Japanese attack on Pearl Harbor. This was essentially the result of the fact that just about everybody was blinded or rendered myopic by what seemed to be the self-evident purpose of Japan to attack toward the south Thailand, Malaysia, the Kra Peninsula, and perhaps the Philippines and Guam. Japan had massed ships and amphibious forces, had deployed them to the south, and had conducted reconnaissance in that direction. So completely did everything point to the south that it appears everyone was blinded to significant, albeit some what disguised, handwriting on the wall suggesting an attack on us elsewhere. The advice of the Army lieutenant to the radar operators to "forget it" when they informed him of the approach of a large number of planes appears to have been based on the self-evident assumption that the planes were Army or Navy craft on patrol or the expected B-17's due to arrive from the west coast. 16. Officials should at all times give subordinates the benefit of significant information Before the committee Admiral Turner testified that he regarded an attack on Pearl Harbor as a 50-50 possibility. Assuming this to be correct, there can be little doubt, considering the position he held as Director of War Plans in the Navy Department, that he could have given the commander in chief of the Pacific Fleet the benefit of his conclusion had he been disposed to do so. As a matter of fact Admiral Turner had the principal hand in preparing the November 27 "war warning. As has been seen, the orders contained in the war warning necessarily carried the implication of an attack from without; however, the dispatch did not reflect the likelihood of an attack upon the fleet with the degree of likelihood manifested by Admiral Turner in indicating to the committee his estimate of the situation. Admiral Turner's position would be indefensible were his estimate based on any information or intelligence he may have possessed. It appears, on the other hand, that his conclusion was predicated on a rather long-standing impression in the Navy that an attack on our Pacific Fleet by Japan could be expected at one time or another. It is regarded as PEARL HARBOR ATTACK 263 unfortunate, however, that Admiral Turner did not see fit to give to he Pacific Fleet the benefit of his conclusions outlined, with benefit of retrospection, in such detail before the committee. 17. An official who neglects to familiarize himself in detail with his organization should forfeit his responsibility It would seem that War and Navy Department officials both in Washington and Hawaii were so obsessed by an executive complex hat they could not besmirch their dignities by "stooping" to determine what was going on, or more especially what was not going on, in their organizations. Examples should illustrate this observation. Admirals Stark and Turner both have testified they "thought" the commander in chief of the Pacific Fleet was receiving the Magic intelligence. Yet in a period of over 6 months, with relations between the United States and Japan mounting in tenseness and approaching a crisis, neither of these ranking officers determined for a fact whether the fleet was receiving this information. In the case of Hawaii, the evidence indicates failures on the part of the commanding general and the commander in chief to actually determine what was going on in their organizations. Additionally, in a command by mutual cooperation it was as important that Admiral Kimmel know what General Short was doing, and vice versa, as that he know what the fleet itself was doing. But, as has been heretofore pointed out, neither of these officers really verified whether his assumptions concerning what the other was doing were correct. 18. Failure can be avoided in the long run only by preparation for any eventuality The record tends to indicate that appraisal of likely enemy movements was divided into *probabilities* and *possibilities*. Everyone has admitted that an attack by Japan on Pearl Harbor was regarded as at east a possibility. It was felt, however, that a Japanese movement toward the south was a probability. The over-all result was to look for the probable move and to take little or no effective precautions to guard against the contingency of the possible action. While it appears satisfactorily established that it is the basic responsibility of an outpost commander to prepare for the worst contingency, it is believed that this premise has been applied more in theory than in practice. The military and naval branches of the government must be continuously impressed by, and imbue their personnel with, the realization that failure can be avoided over an extended period of time only by preparation for any eventuality, at east when hostilities are expected. 19. Officials, on a personal basis, should never countermand an official instruction On October 16, 1941, the Chief of Naval Operations sent to the commander in chief of the Pacific Fleet a dispatch concerning the resignation of the Japanese Cabinet, pointing out, among other things, that "since the U. S. And Britain are held responsible by Japan for her present desperate situation there is also a possibility that Japan 264 PEARL HARBOR ATTACK may attack these two powers." But on October 17, referring to this dispatch, Admiral Stark, in a letter to Admiral Kimmel, said: "Things have been popping here for the last twenty-four hours but from our dispatches you know about all that we do. *Personally I do not believe the Japs are going to sail into us and the message I sent you merely stated the 'possibility'; in fact, I tempered the message handed to me considerably*. It appears to have been a generally accepted practice in the Navy for the Chief of Naval Operations to supplement official dispatches by correspondence of a quasi-personal nature. [3] Despite this fact, it is regarded as an extremely dangerous practice for the Chief of Naval Operations to express an opinion on a personal basis to an outpost commander which has the inevitable effect of tempering the import of an official dispatch. Were it not for the fact that Admiral Stark supplied the commander in chief of the Pacific Fleet highly pertinent and significant information after his letter of October 17 and before December 7, the manner in which he emasculated the October 16 dispatch would be inexcusable. However, as has been seen in this report, some of the most vital intelligence and orders relating to Japan were supplied Hawaii during November and December of 1941. 20. Personal or official jealousy will wreck any organization This principle is the result of the general impression obtained by the committee concerning the relationship between the Army and the Navy as well as concerning certain intra-organizational situations which existed. The relationship, understanding, and coordination between the War Plans Division and the Office of Naval Intelligence were wholly unsatisfactory. The War Plans Division, particularly, appears to have had an overzealous disposition to preserve and enhance its prerogatives. The whole story of discussions during 1941 with respect to unity of command is a picture of jealous adherence to departmental prerogatives and unwillingness to make concessions in the interest of both the Army and Navy. The same comment is applicable to the near dispute between Admiral Kimmel and General Short as to which of them should command Wake and Midway when the marines were replaced by soldiers. It is proper to suggest that, had both the commanding officers in Hawaii been less concerned between November 27 and December 7 about preserving their individual prerogatives with respect to Wake and Midway and more concerned about working together to defend the Hawaiian Coastal Frontier in the light of the warnings they had received, the defensive situation confronting the Japanese on the morning of December 7 might well have been entirely different. 21. Personal friendship, without more, should never be accepted in lieu of liaison or confused therewith where the latter is necessary to the proper functioning of two or more agencies One of the more "human" aspects of the testimony of both Admiral Kimmel and General Short is the manner in which each sought to bring out their personal friendship for the purpose of demonstrating [3] Admiral Stark said: "I might point out, in passing, that there was nothing unusual in this so-called 'personal' correspondence between the Chief of Naval Operations and the Commanders in Chief it was a long- established custom when I took office." Committee record, p. 5594. PEARL HARBOR ATTACK 265 the close relationship that existed between them. They played golf together; they dined together but they did not get together on official business in such manner as to insure that each possessed the same knowledge of the situation as the other and to effect coordination and integration of their efforts. 22. No considerations should be permitted as excuse for failure to perform a fundamental task Both the commanding officers in Hawaii have offered as explanation and excuse for failure to perform various supervisory and administrative responsibilities in their commands the fact that they had countless and manifold duties in their respective positions as commander in chief of the Pacific Fleet and commanding general of the Hawaiian Department. Additionally, Admiral Kimmel has referred to the extraordinarily competent staff which he had in Hawaii. The most fundamental responsibility that both commanders had under the circumstances, however, was to make certain beyond any reasonable doubt that there was an integrated and coordinated employment of defensive facilities consistent with the principle of command by mutual cooperation. No excuse or explanation can justify or temper the failure to discharge this responsibility which superseded and surpassed all others. 23. Superiors must at all times keep their subordinates adequately informed and, conversely, subordinates should keep their superiors informed In Washington, Admiral Wilkinson, Director of Naval Intelligence, and Captain McCollum, Chief of the Far Eastern Section of that Division, were not adequately and currently informed as to the nature of the dispatches being sent to our outposts emanating from the War Plans Division. Subordinate officials in both the War and Navy Departments failed to appreciate the importance and necessity of getting to both General Marshall and Admiral Stark the first 13 parts of the Japanese 14-part memorandum immediately on the evening of December 6. Colonel French did not inform the Chief of Staff that he had been unable to raise the Army radio in Hawaii on the morning of December 7. In Hawaii, Admiral Kimmel failed to insure that Admiral Bellinger, who was responsible for Navy patrol planes, knew of the war warning of November 27. Admiral Newton, as previously pointed out, was permitted to leave Pearl Harbor with a task force completely oblivious of any of the warning messages. General Short, construing the caution to disseminate the information in the warning of November 27 to "minimum essential officers" in a too-narrow manner, failed to inform the essential and necessary officers of his command of the acute situation in order that the proper alertness might pervade the Hawaiian Department. 2. The administrative organization of any establishment must be designed to locate failures and to assess responsibility The committee has been very much concerned about the fact that there was no way in which it could be determined definitely that any individual saw a particular message among the Magic materials. It 266 PEARL HARBOR ATTACK does not appear that any record system was established for initialing the messages or otherwise fixing responsibility. The system existing left subordinate officers charged with the duty of disseminating the Magic at the complete mercy of superior officers with respect to any question as to whether a particular message had been delivered to or seen by them. 25. In a well-balanced organization there is close correlation of responsibility and authority Witnesses have testified rather fully as to what their responsibilities were, both in Washington and at Hawaii. However, it does not appear that any of them, except the highest ranking officers, possessed any real authority to act in order decisively to discharge their responsibilities. It cannot be presumed that it will be possible to meet the exigencies of an emergency if the officer charged with the duty of acting at the time the emergency arises does not possess the necessary authority to follow through on the situation. There should be a close correlation between responsibility and authority; to vest a man with responsibility with no corresponding authority is an unfair, ineffective, and unsatisfactory arrangement. ALBEN W. BARKLEY, Chairman. JERE COOPER, Vice Chairman. WALTER F. GEORGE. SCOTT W. LUCAS. J. BAYARD CLARK. JOHN W. MURPHY. BERTRAND W. GEARHART. FRANK B. KEEFE (with additional views). (Senators Brewster and Ferguson are filing minority views.) ADDITIONAL VIEWS OF MR. KEEFE INTRODUCTION The committee report is divided into five parts. Part I deals with the diplomatic background of the Pearl Harbor attack. Part II describes the actual attack and its aftermath. Part III discusses responsibilities in Hawaii. Part IV discusses responsibilities in Washington, and Part V includes certain recommendations of the committee. Scattered throughout the entire five sections of the committee report are conclusions with respect to individuals in charge of carrying out our diplomatic, military, and naval obligations prior to the attack on Pearl Harbor. I find myself in agreement with most of these conclusions and recommendations. The voluminous facts contained in the committee report have been accurately assembled from the enormous record compiled by the committee. Any criticism which I may have toward the marshaling of facts in the committee report is directed to the manner in which such facts have been used to sustain the various arguments and conclusions indulged in in the committee report. PEARL HARBOR ATTACK 266-A It correctly states that both Washington and Hawaii were surprised at the attack upon Pearl Harbor. It is apparently agreed that both Washington and Hawaii expected the initial attack to come in the Asiatic area. What was done in Washington as well as what was done in Hawaii was admittedly done in the light of the universal military belief that Hawaii was not in danger from an initial attack by Japan. If this belief was unjustified, as I believe it was, then the mistake lies on the Washington doorstep just as much as it does upon that of Hawaii. Throughout the long and arduous sessions of the committee in the preparation of the committee report, I continuously insisted that whatever "yardstick" was agreed upon as a basis for determining responsibilities in Hawaii should be applied to the high command at Washington. This indicates in a general way my fundamental objection to the committee report. I feel that facts have been martialed [sic], perhaps unintentionally, with the idea of conferring blame upon Hawaii and minimizing the blame that should properly be assessed at Washington. A careful reading of the committee report would indicate that the analysis of orders and dispatches is so made as to permit criticism of our commands in Hawaii while at the same time proposing a construction which would minimize the possibility of criticism of those in charge at Washington. I think it is true that none of the military chiefs at Washington or Hawaii thought the attack would come at Pearl Harbor. I conclude hat they all thought it would come first in the Far East. Obviously this was a fatal mistake, and I agree that the mistake was without proper justification and that neither Hawaii nor Washington should be excused from criticism for having made it. I think that the facts in this record clearly demonstrate that Hawaii was always the No. 1 point of danger and that both Washington and Hawaii should have known it at all times and acted accordingly. Consequently I agree hat the high command in Hawaii was subject to criticism for concluding that Hawaii was not in danger. However, I must insist that the same criticism with the same force and scope should apply to the high command in Washington. It is in this respect that I think the tenor of the committee report may be subject to some criticism. I fully agree with the doctrine relating to the placing of responsibility in military officers in the field and their resulting duty under such responsibilities. I agree that they must properly sustain this burden in line with the high and peculiar abilities which originally gave them their assignments. In the execution of their vitally important duties, however, the officers at the front in the field are fairly entitled to all aids and help lad all information which can reasonably be sent to them from the all-powerful high staff command in Washington. If both commands are in error, both should be blamed for what each should have done and what each failed to do respectively. The committee report, I feel, does not with exactitude apply the same yardstick in measuring responsibilities at Washington as has been applied to the Hawaiian commanders. I cannot suppress the feeling that the committee report endeavors to throw as soft a light as possible on the Washington scene. In order to clearly appraise the contentions herein expressed, I feel compelled to restate some of the basic military aspects of the Pearl Harbor disaster as shown by the evidence. 266-B PEARL HARBOR ATTACK MILITARY ASPECTS OF THE PEARL HARBOR DISASTER During the year 1941 the United States Pacific Fleet was based in Pearl Harbor in the Hawaiian island of Oahu. It had proceeded to the Hawaiian area for Fleet exercises in the spring of 1940. Its scheduled return to its regular bases on the west coast was delayed from time to time. From these delays there gradually emerged evidence of the President's decision to retain the Fleet in the Hawaiian area, to deter Japan from aggression in the Far East. The Commander in Chief of the Fleet, Admiral J. O. Richardson, protested this decision with a vigor which caused him to be relieved of command He believed that the readiness of men and ships of the Fleet for war operations would impress Japan rather than its presence in Hawaii, where facilities to render it ready for war were greatly inferior to those available on the west coast. Richardson was succeeded in command by Admiral H. E. Kimmel in February 1941. The appointment of Kimmel was made on his record as a capable officer. There was no political or other favoritism involved. At this time the decision to base the Fleet in Hawaii was an established fact. Pearl Harbor was the only anchorage in the Hawaiian area offering any security. It was then, however, an extremely deficient Fleet base. Its exposed position rendered concealment of Fleet movements practically impossible in an area filled with Japanese agents. The Army's equipment for antiaircraft defense was meager. The local Army-Navy defense forces did not have sufficient long-range patrol planes to perform effective distant reconnaissance, even if the patrol planes of the fleet were made available to augment the handful of Army reconnaissance planes. Under these circumstances, the position of the Fleet in the Hawaiian area was inherently untenable and dangerous. The Fleet would sacrifice its preparations for war, and its potential mobility in war, if it concentrated its resources on the defense of its base. Moreover, with only four tankers suitable for fueling ships at sea, ships of the Fleet had to come into Pearl Harbor for refueling, to say nothing of maintenance and repair, and the necessary rest and relaxation of crews. Once the ships were in Pearl Harbor, with its single channel, they were a target for any successfully launched air attack from carrier-borne planes. The severity of the attack might be mitigated, but damage to the ships found in port was inevitable. To prevent a hostile carrier from successfully launching planes required that it be first discovered and attacked. Discovery, other than by lucky accident. Required air reconnaissance of the perimeter of a circle of 800-mile radius from Oahu. The Fleet did not at any time have patrol planes sufficient in number to carry out such reconnaissance. The Japanese task force which raided Oahu on December 7, 1941, was composed of six carriers. The Pacific Fleet had on that date three carriers, one of which was on the Pacific coast for repair, leaving only two immediately available in the area of a prospective sea engagement. An engagement at sea would have found the preponderant strength with Japan. Although the Fleet was placed by the President in the Hawaiian area in 1940 as an implement of diplomacy and as a deterrent to Japan, its strength was appreciably reduced in April and May of 1941. At that time, one aircraft carrier, three battleships, four cruisers and eighteen destroyers were detached from the Pacific Fleet and trans PEARL HARBOR ATTACK 266-C ferred to the Atlantic. The President directed the Chief of Naval Operations to consult the British Chiefs of Staff on the proposal to effect this transfer. They gave their opinion "that the consequential reduction in the strength of the United States Pacific Fleet would not unduly encourage Japan" (exhibit 158, letter from Admiral Danckwerts to Admiral Turner, April 28, 1941). The transfer to the Atlantic was then carried out. The Commander in Chief of the United States pacific Fleet was not asked for his opinion. The Chief of Naval Operations wrote him about the proposed transfer stating "I am telling you, not arguing with you" (exhibit 106, letter from Admiral Stark to Admiral Kimmel, dated April 19, 1941). The primary mission assigned the Pacific Fleet under existing Navy War Plans was the making of raids on the Marshalls. These were to divert Japanese strength from the so-called Malay barrier. No existing War Plan of the United States in 1941 contemplated that the Pacific Fleet would go to the rescue of the Philippines or resist Japanese naval forces attacking the Philippines. The Pacific Fleet was so inferior to the Japanese Navy in every category of fighting ship that such a mission was considered too suicidal to attempt. The American public in 1941 was deluded about the fighting strength of our Fleet in the Pacific, by irresponsible utterances from men in authority. Japan was under no such misconception. Her consular agents in the Hawaiian islands needed only their eyesight, and possibly binoculars to appraise correctly the strength of the Fleet. An inferior Fleet, under enemy surveillance in an exposed naval base without resources to protect it could only avert disaster by. Receiving the best possible evidence of the intentions of its potential enemy. The Commander-in-Chief of the Fleet in 1941 recognized that information was essential to his making appropriate dispositions to meet any crisis. He formally requested the Chief of Naval Operations that he "be immediately informed of all important developments as they occur and by the quickest secure means available"(exhibit 106, Official Letter CINCPAC to CNO, dated May 26, 1941). The best evidence of Japanese intentions in the year 1941, available to the United States Government, were messages exchanged; between the Government of Japan and her diplomatic consular agents abroad. These were intercepted by the Army and Navy. These were decoded and translated in Washington. The President, the Secretaries of State, War and Navy, the Chief of Staff, and Chief o Naval Operations regularly received these intercepted messages. The President and the other officials receiving the intercepted messages in Washington prior to December 7, 1941, considered it likely that Japan would attack the United States. At a meeting of the President and his so-called War Council on November 25, 1941, according to Mr. Stimson's notes the President stated: "that we were likely to be attacked perhaps (as soon as) next Monday" (Stimson Statement, page 47). There was abundant evidence in the intercepted messages that Japan intended to attack the United States, Japan had fixed a deadline date of November 25, extended to November 29, for reaching a diplomatic agreement with the United States. There were at least six Japanese messages emphasizing this deadline. If the deadline date passed without agreement, the Japanese government advised her Ambassadors in Washington: "Things are auto-